Care as a Concept-Mediated Relationship / 关怀:以概念为中介的关系

March 18, 2026

Series: The Educational Philosophy of Care

From *Life-Care Education Based on Improved Mental Models*, Chapter 8, Section 2. The English text on this page is an AI translation revised for web reading.

English

Care as a Concept-Mediated Relationship

Readers familiar with Nel Noddings will notice that my account of care has much in common with hers. I also agree with her on one basic point: care should be understood first as a relationship, not as an abstract rule and not as a virtue floating free of relationships. Even so, I want to say more about the inner structure of care, because that structure affects both the scope of care and the educational purpose of care education.

Early Noddings distinguishes between two forms of care: caring for and caring about. Caring for is thicker and more concrete. The care that parents give their children, or that partners give one another, belongs here. In many cases it rests on natural relations, such as kinship, though not always; it can also arise in relations built later, such as comradeship or friendship. Caring about, by contrast, is thinner and more fragile. It is often attached to social roles, public concern, or duties of service. It can still matter, but it often feels as though there is a layer left between the two sides, and that is why it does not always generate deep trust.[1]

I can explain the difference through one of my own experiences. Years ago, while travelling in Thailand, I joined a jungle adventure course that my adventure-loving wife had booked for us. Participants moved along simple cable routes between tall trees under the guidance of instructors. It was exciting, but I am mildly afraid of heights, so I could not enjoy it in quite the way other people did. When we reached a rapid-descent segment, the kind often featured in survival-adventure television shows, I felt that I really could not handle the speed. I asked the instructor whether he could lower me more slowly. He was a young man, and at first he looked surprised; perhaps, in his eyes, this was one of the most enjoyable parts of the course. But once he saw that I was serious, he helped me down carefully and then paid extra attention to me during the rest of the activity.

What kind of relation was that? By Noddings’s standards, it would be hard to say that the instructor and I had already entered into a full relation of caring for. We were strangers. The course leaders had also already told participants that they were entitled to make requests according to their own needs. So, on the surface, our interaction may seem to belong only to the level of caring about. Even so, I do not think that is a reason to deny its positive value. His concern helped me, and I experienced it as a real and beneficial form of care.

Noddings sometimes describes caring about and caring for as if they stand in sharp contrast. Dickens’s Mrs Jellyby in Bleak House is a familiar example: she pours her energy into caring about distant strangers while neglecting those closest to her. In a case like that, her concern for distant others becomes morally distorted because she has, in some degree, lost the ability to receive the people around her as full human beings rather than as background figures.[2] That is an important warning. But I still do not think the difference between the two should be treated as absolute.

My own inclination is to say that caring for can sometimes be understood as a fuller development of caring about rather than as a completely separate moral species. The key question is whether the relation begins to generate trust through action and response. In my own case, I did not expect the instructor’s concern to turn into any rich or lasting form of care. I certainly did not expect him to understand my fear in depth. Yet he did something important: he recognized that my fear was real for someone like me, and he adjusted his conduct accordingly.

For that reason, I describe care as a concept-mediated relationship. Full caring for appears when the carer can receive the other person as a whole individual rather than merely as the occupant of some role under a concept. That is not easy. It becomes relatively easier, I think, in at least two situations. The first is when a person has not yet been flattened into rigid, one-dimensional social roles and has previously lived within healthy relations of care. The Little Prince is a good image here. His care for the rose is simple, direct, and free of calculation. It is almost pre-social. The second situation is when one person has come to understand another person’s circumstances in sufficiently rich detail. That fuller form of care often appears in parent-child relations or in durable marriages. My relation with the Thai instructor belonged to neither category.

Even so, I still remember his help very clearly. We did not have time for extended conversation. In fact, I can no longer remember his face in detail. Yet I remember the structure of the relation. We both recognized that we stood in different positions with regard to fear. Neither of us needed to calculate the exact degree of difference. What mattered was that he was willing to widen the space within which my response could count as intelligible. If he had helped me only in a cold, mechanical way, simply because the job required it, I would not have understood his action as care. I would only have thought: he did his job. The difference lies in the mediating relation itself.

This is also why I do not want to oppose care as relationship to care as practice. If care is truly a relationship, it still has to be enacted. Caring about cannot remain empty speech. It must contribute, in however modest a way, to the strengthening of trust between the carer and the cared-for, and that trust has to become recognizable through action, response, and sometimes even through words.

At the same time, I do not want to define concern too thinly. If concern is treated merely as a simple role-based relation attached to a simple social norm, then it no longer matches what I mean by care. No real human relationship can be captured entirely by such a flat description. If my instructor had offered only a cold, role-driven assistance, I would not have regarded it as concern in the richer sense. I would only have registered an efficient service. What I am looking for instead is something grounded in second-person empathy.

Borrowing Stephen Darwall’s vocabulary, such a relation involves claims, reasons, and responsibilities.[3] Of course, our prior arrangement was not meaningless. The fact that I was a participant and he was an instructor gave me a legitimate starting point from which to make a request, just as a waiter has some reason to hear a diner’s request. But that starting point alone could not yet generate care. The decisive step was that he had to grasp my reason. He had to understand why I was asking. Only then could his role-based responsibility begin to acquire the content of care. In ordinary Chinese, we would call this a matter of “using one’s own heart to understand another’s.”

To be clear, I do not think he felt any deep sympathy for me. From the point of view of a young jungle-sports instructor, I probably looked timid and weak. But that is exactly the point. He did not need to feel as I felt. He only needed to recognize that such fear exists as a real possibility for some people. He had probably met travellers like me before. Experience had already taught him that this kind of response pattern exists, and that if he responded cooperatively he would usually receive a corresponding response in return. Once that pattern is reinforced, concern gradually becomes part of the content of professional responsibility itself.

That is one reason feedback loops matter so much in caring relations. In many cases, what looks like a caring act does not generate any clear feedback at all. The money one gives to a beggar on the street, or the donation one makes to an online fund-raising campaign on impulse, may certainly have some effect, but that effect is not normally returned to the giver in any visible way. Natural sympathy alone may therefore be insufficient. A reasonably reliable feedback loop matters because it helps us judge whether the relation is actually functioning as a caring relation. Concern without effective feedback should be treated with caution.[4]

Only once we see this can we understand another important feature of care: caring relations cannot generate fully impartial obligations. A carer cannot be expected to treat every possible object of care in exactly the same way, because care is limited by the conditions of relation itself. We can, of course, care for animals in distant places. But we can do so only if some effective line of relation can really be formed. This is not a declaration of human exceptionalism. It is a more practical claim: care becomes real when relation becomes effective.

Elephant Nature Park near Chiang Mai offers a good example. Each year it receives volunteers from around the world to help care for rescued elephants. I once visited there as a tourist. What impressed me was the way the park combined public education, limited tourism, and genuine welfare work. Visitors were not encouraged simply to consume the elephants as entertainment. Instead, they were told about the suffering the elephants had endured before rescue, shown how they were treated and cared for, and allowed limited interaction, such as washing them under supervision. Volunteers, by contrast, stayed much longer and built a more sustained relation. Experiences like this often make people more attentive to animal welfare afterwards. Stronger contact makes concern more concrete.

Still, not everyone who visits a place like that becomes an animal advocate. In my view, at least two qualities are needed if a person is to widen the range of care in a stable way. The first is a good will that genuinely wants to build healthy relations. The second is a capacity to revise one’s own concepts and views with a measure of freedom. It is to that second issue that I now turn.

中文

关怀——以概念为中介的关系

如果读者对内尔·诺丁斯(Nel Noddings)的关怀伦理学以及道德教育学说比较了解的话,她或许会发现,我们对于关怀的理解与最终所诉诸的落脚点同诺丁斯有着很多共同点。虽然在就如何展开关怀教育的问题上,我们同诺丁思所强调的关怀概念的外延是类似的,但是我们还是希望在关怀的内涵问题上有一些自己的说明。这一点将有益于对于关怀外延的说明,以及对关怀概念的拓展——我们将在论述关怀教育的广义目的时对此加以说明——见第4部分。

早期诺丁斯认为存在两种关怀观,它们分别是以“照料(care for)”为基础的关怀观,和以“关心(care about)”为基础的关怀观。照料是一种相对而言更加真切的关怀,例如我们的父母和我们的伴侣对我们的关怀严格来说都算是照料,它在很多时候都依附于人与人之间的自然关系,但是这种关系并非总是有着先天基础的——例如血缘,也可以依据于一些后天的关系之上——例如战友,同学等关系。如果两个人的关系可以用“照料”来解释的话,则这两个人的相互关怀的关系就达到了诺丁斯所诉求的状态。相对而言,“关心”所依附的关系往往要比“照料”单调或脆弱得多。它所依附的往往是一种社会性关系,这些关系实在人们逐步的技术社会教育的改造过程中形成的后天性关系。例如一些政客的虚伪的“关心”,或仅仅是出于某种雇佣性或服务性责任的关心。这些关心总是让人感到“隔了一层”,无法让人产生足够的信任。我们也并非总是在任何情况下都对关心有着过高的期待。 [1]

我可以用自己的一个亲身经历的例子来常识性地分析一下这两个概念。多年前一次去泰国旅游的时候,我喜欢冒险的妻子安排了一次名为“丛林探险”的活动,探险者们在教练的带领下,在不同的高树之间的简易索道上滑行穿梭。那是一场刺激的旅行,只可惜略微有点恐高的我没法完全享用这份刺激,在一个“紧急速降”(没错,就是风靡全球的荒野求生与冒险节目“跟着贝尔去冒险”中经常出现的那种)的项目面前,我感到自己恐怕无法承受过快的速度。我向教练表达能否帮我缓缓下降(就像贝尔的嘉宾们有的时候希望贝尔为他们做的一样)。教练是一个年轻的小伙子,他刚开始对我的要求有一点惊讶,或许在他看来这是最好玩的环节之一,但在确认我是认真的之后,他很慎重地帮助我缓速落地了,并且在后面的行程中也对我多加关照。在这个具体的情景中,他给予我的是“照料”还是“关怀”呢?根据诺丁斯的描述,显然我们之间的关系还算不上是“照料”,因为我们只是萍水相逢。此外,在先前的活动预训中,领队也的确提醒参与活动的客人有权根据自己的需求提出要求。表面上看来,我们之间的关系顶多只能达到“关心”的层面。但我依然认为这种关心已经可以帮助到我,并让我感受到关怀是一种有益而且积极的作为。

诺丁斯认为“关心”和“照料”从理论上来看是相互对立的。一个比较极端的例子是狄更斯小说《荒凉山庄》中的杰利比太太,她热心地去“关心”遥不可及的陌生人,却对自己身边的人几乎不闻不问。杰利比太太如此热衷于“关系”却忽视了对自己周边的人的“照料”的原因可能在于她在某种程度上丧失掉了把人当作一个“全方位”的自然人的能力。稍后我们会来解释这一点。 [2]

“照料”应该比“关心”更加优先,而且“关心”是否最终带来“照料”,应该是该关怀关系是否良性运行的标准。似乎我的探险之旅可以为“关心”和“照料”的平衡——或者说为关怀的良性运行提供证据。但正如我在上文中所说的,我预设人们或许在某些“关心”型关系的情景中并没有对它期待过高——确切地说是并没预期它会带来所谓的“照料”。当然,诺丁斯可能会认为实际上我们已经建立了某种“照料”关系,因为我的教练已经可以近距离体会我的不安,并为我带来保护,这应该是一个成功的例子。

笔者认为“照料”是一种相对而言更加全方位的关系,在这个关系中照料者把被照料者视作一个完全的个体来对待——而不仅仅是一种隶属某个概念之下的某个社会角色。这是不太容易的。有两种情况会相对比较容易让一个人对他人产生完全的“照料”,第一种情况是他很少或从未进入某种单线条的、概念化的社会角色关系,而他在此前的生活中一直处于健全的“照料”关系之中。如安托万·德·圣埃克絮佩里笔下的小王子一般,小王子之前对小玫瑰的“照料”是单纯的,没有任何“关心”的成分——一种无所求的单纯付出,类似个体对自己的照顾与“理解”一样,这是一种前社会状态。在我们的内心深处,总有一种自我认知与自我关照是超越于任何社会关系的,这似乎是一种接近“先天”的,内在的关系。当小王子离开自己的星球,去到其他星球的时候。他所面对的都是与“关心”在一个层次的、或符合规范或不符合规范,或符合美德或不符合美德的一些单调的社会性关系——而这些关系对他而言看上去是那么的怪异。另一种情况是,当一个人对另外一个人的境遇产生了足够多面的理解和共情,他才会对他进行比较细致的“照料”,这种关系往往产生在亲子或牢固的夫妻关系中。而我和我的教练的关系显然并不属于这两者。

根据以上理论,我不认为我和我的教练之间的关系已经形成了某种完全的“照料”——我们没有来得及过多的交谈!我甚至不能清晰地记得他的模样了!但我仍然对来自他的帮助记忆犹新。我不会否认这种“关心”的积极价值——这种认可不亚于当诺丁斯将它视作“照料”的那种认可。我非常认同诺丁斯将关怀理解为一种“关系”而不是一种“行为规范”或者“美德型规范”的观点。但我与她或许不同的地方在于,我认为人与人之间建立关系有的时候并不需要过于复杂的关联性——事实上很多人与人之间的关联性很高,却始终也没有产生“照料”关系。我想,我和我的教练的关系的建立,立足于这样一个简单的心理框架——我们彼此认识到我们两人处于对“急速下降”项目的不同的恐惧程度上,或许我们彼此不能清楚地意识到这个程度的具体差别,但是愿意为彼此提供更加宽松的被认知的范围。我清楚地记得他并非对我的感受产生了足够多的共情,而只是基于简单的操作经验来为我提供了保护性的服务——而这已经很好地满足了我的需求。

或许还有另外一种对于“关心”和“照料”的理解:“照料”只是“关心”的一种特殊情况,但它并没有同关心有着质性的区别,我们甚至可以将“照料”理解为多种“关心”关系的复加。如果有人认为“关怀”除了是一种关系之外,还应该是一种“实践”。那么显然“关心”并非没有实践——换句话说,并非只有“照顾”才有确切的实践。任何意义上的“关心”只要它还算是某种关怀,那就不能只是嘴上说说——当然我们有的时候是通过言语来行动的。它必须有利于加固关怀者与被关怀者之间的互信关系,而这种互信也必须是可以被两者通过彼此的实践与(言语)行动认定的。

但是,反过来,如果有人将“关心”理解为依据某种简单概念而构建的、依附于某种简单社会规范的简单关系,这就又不符合我们的预期了。事实上没有任何现实的、人与人间的关系可以用简单的规范性来描述,如果它被这么描述,那它就不应该是我们所运行的、可以用“关怀”来界定的“关心”了。正如我的教练如果仅仅只是出于他的职业规范而对我采取某种“冷漠的帮助”——显然这个是可以被我感知到的——那我也不会将他对我的帮助理解为“关心”,而只是认为“哦,他做了他的工作。”在这种条件下,我的教练所应用的那个来帮助我们建立所谓的“关怀关系”的中介,是我们在上一节中所提到的第三人称的同理心。

我们所期许的那种关心应该建立在第二人称的同理心的基础之上,换句话说我和我的教练之间存在着某种有限的共识,借助哲学家斯蒂芬·达尔沃的分析框架来说,这种共识可以用“要求”,“理由”和“责任”等几个概念来刻画。首先,这里的“责任”并非由自然法(例如上帝颁布的某种天然义务,该义务可以被人类理性认知)或者某种人为契约规定(例如我和我的教练依据事先签好的协约行事)。这里的“责任”将依赖于我们对于彼此的需求和对要求的回应的共识。但显然我们的事先约定或合同关系并非全无意义,它至少是我借以向教练提出需求的起点——虽然我们不是在任何情况下都以这样的关系为起点,但是这是现代社会的主流起点。换句话说,教练会大概地认为他“有责任”听取我的请求,正如餐厅服务员大概会认为他“有责任”听取一位食客的与就餐相关的请求。但是这不意味着,教练就立马产生了对我的“关心”,他会自然地考察我提出这个需求的“理由”,并试图对我进行理解。这是至关重要的一步,他必须有能力理解我的“理由”——我或许有点恐高,才能真正对我产生关怀意义上的“责任”——关心。这个理解过程,用一句中国人的老话,其实就是“将心比心”的过程。 [3]

但正如我在上文中所阐述的,我并不认为教练对我产生了多么大的同情,事实上从一个爱好冒险的“丛林小伙子”(这是我对这些教练的观感)的角度来看,我应该是一个非常“弱”、“胆小”的家伙。从这个角度他或许有足够的理由不对我产生同情——他也的确对我的表现表示出了一定的诧异。但是他并没有这么做,尽管他无法完全理解我,却必然曾经见过一些我这样的旅客,这让他理解到,这个世界上存在着这样的一种可能存在的对速降的恐惧感知,而他必须预设尝试去以一种配合的方式去对待这样的旅客,然后他自然也会得到相应的回馈,如果这种回馈是正面的,他就会坚持这样做下去。正是这个假设检验的过程的强化,使得他将他的“关心”加入到了他的职业“责任”概念的内涵中去。

事实上,在很多情况下我们所做的所谓的“关心”行为,并没有逐一形成反馈回路。例如在路边偶遇乞丐时施舍的钱财,或者在一时兴起的时候为募捐网站捐赠的钱财,都形成了某种效应,但都没有被反馈给我们。如果我们仔细去考察这背后的原因,我们会发现简单的自然同情或许无法帮人们形成足够的反馈。卡兰(Karlan)和伍德(Wood)曾经为他们所效劳的“解放饥饿(Freedom from Hunger )” 项目做过一个调查。他们会向不同的捐款人寄送不同的信件,第一类信件中的内容比较详细地介绍了该项目可以如何帮助某个个体脱离困境;而第二类信件则科学地描述了为什么该项目可以很好的帮助别人。结果发现前者更容易激活小额捐献人的反馈,这证明小额捐献人更容易受到具体情境对他的感性情绪的牵引。而收到另外一封信的捐款人中,更容易出现大额捐款人。可见大额捐款人对于他们的“关心”是否能获得真实的成效更加关注。一个相对确切可查的反馈回路是至关重要的,它将决定一个“关心”(或关怀)关系的有效与否,任何建立在没有有效反馈回路之上的关心或关怀都是必须警惕的。 [4]

只有当我们明确了这个关怀的必要条件,才可以进一步给出以下这个关于关怀的特征:关怀关系不能带来不偏不倚的义务。在关怀关系中,我们无法期望关怀者对所有人都等量齐观。因为关怀关系受到关系双方的限制,有效的反馈需要两者的相互认同。我们当然可以对居于远方国家的濒临灭绝的动物进行救助,但前提是我们真正可以和这些动物形成有效的联系。如果一个人抛开自己身边更容易建立的关怀关系不顾,转而去“关心”远方的对象,很多时候这是很奇怪的。这不是某种类似“人类中心主义”的宣言,因为人类中心主义无条件地认为人类永远优先的原则。这只是一个比较实用主义的理论,这里所说的实用主义指的是只有关系双方可以有效地形成关系联结的时候,关系中的个体才会对他的对象产生关怀。显然,对于某些人来说,去真正地关心一个远方国家的野生动物并非多么困难的事情。泰国清迈附近的大象自然保护公园(Elephant Nature Park)每年都会接纳来自世界各地的志愿者到那里去参与大象日常护理与保护工作。我曾经亲身以游客的身份去过那个大象营,他们展示了一种商业与公益的完美结合。在大象营中,游客不被允许像在其他大象营中去骑大象,而是被介绍大象营中的大象们在被收留前的遭遇,以及它们如何获得救助与医护。游客可以在协助下与大象合照或给它们泼水洗澡。而营中的志愿者则会花几个月的时间来和大象们相处,我也相信这必将是一段难忘的人生旅途。自此过后,他们会更加关注野生动物的福利,并积极参与各类帮助野生动物的活动。但是我们也会观察到另外一件事,即更近距离的相处的确更容易激发人对那些离自己更“远”的对象的关心。

但是我们需要注意,并不是所有的人都能够在具备相应的条件时,都能做到去开拓自己的关怀关系,正如并不是所有去过大象营的人都会转变为动物之友一样。笔者认为他至少需要两个特征:

1 渴望建立良性关系的善良意愿。

2 具备更好的自由转变他们观念的能力。我们会在下一节谈到这一点。

Notes

  1. Nel Noddings, 培养有道德的人——从品格教育到关怀伦理 (科学教育出版社, 2017), p. 101. Helpful link: Teachers College Press.
  2. Nel Noddings, 培养有道德的人——从品格教育到关怀伦理 (科学教育出版社, 2017), p. 102. Helpful link: Open Library.
  3. Stephen Darwall, The Second-Person Standpoint: Morality, Respect, and Accountability (Harvard University Press, 2006). Helpful link: Harvard University Press.
  4. Peter Singer, The Most Good You Can Do: How Effective Altruism Is Changing Ideas About Living Ethically (Yale University Press, 2015), p. 90. Helpful link: Yale University Press.