Empathy as a Second-Person Standpoint / 作为第二人称观点的同理心

March 19, 2026

Series: The Educational Philosophy of Care

From *Life-Care Education Based on Improved Mental Models*, Chapter 8, Section 1. The English text on this page is an AI translation revised for web reading.

English

Empathy as a Second-Person Standpoint

In November 2016, a WeChat article titled “Luo Yixiao, Stop Right There” spread rapidly across Chinese social media. Written by the father of a young girl with leukemia, it was meant to move readers emotionally, and it did. Hundreds of thousands of people responded with sympathy. I did too. Although I had no personal connection to the family, I was caught up in the emotional force of the piece and donated a small amount of money through the tipping function. Later, however, the story turned sharply. Luo Yixiao’s father, Luo Er, was accused of using online publicity and emotional marketing for improper gain. The money raised had already exceeded 2.6 million yuan, and some people claimed that the family’s financial situation was not as desperate as the article had implied. In a short time, Luo Er was recast in public opinion from a tragic father “selling his writing to save his daughter” into a manipulative fraud. Once public trust collapsed, his later explanations no longer carried much weight.

What interested me most was a different question: why Luo Yixiao? Why did this child, rather than so many other children with leukemia who also needed help, become the object of collective concern? My answer is that empathy was shaped, intensified, and focused in a particular way. Here David Hume gives us a useful starting point. Hume argues that our feelings do not attach themselves to “humanity in general” in the abstract; they attach themselves to particular people, particular qualities, and particular relations to us.[1] Even when we think we are responding to “human suffering,” what usually moves us is some concrete and perceptible person.

That is not hard to understand. Even Hegel, the philosopher of abstraction, described Napoleon entering Berlin as “the world spirit on horseback.” He gave one of the most abstract concepts in philosophy a strikingly concrete image. Human beings often understand things by personifying them or making them vivid. That kind of apprehension is first-personal and, in an important sense, subjective. Luo Er made use of exactly this mechanism. His writing made readers, myself included, feel the loveliness and vulnerability of Luo Yixiao and then, through her, feel pity for a father afraid of losing his daughter. Social media amplified that response to an astonishing degree, and the result was a clear imbalance in public attention.[1]

On Hume’s view, sympathy does not extend indefinitely. If the same thing had happened not to a child but to an Asian elephant in Thailand, the response from Chinese readers would probably have been much weaker. Most people encounter elephants only rarely, in zoos or on television, and so they are less likely to form a strong emotional identification with one. Sympathy that depends on vividness is shaped by the circles within which we live. Those circles may be organised by race, nationality, profession, gender, or political belief. Jeremy Rifkin makes a related point in The Empathic Civilization: the concepts through which we form a sense of self also define our sense of belonging. Those structures of belonging become the social basis of both compassion and empathy. It follows that our empathic intensity is usually weaker toward those outside our own circles.

Not everyone accepts this picture. Peter Singer’s ideal of effective altruism seems not to require this kind of emotional empathy at all. On his account, empathy often amounts only to empathic concern or personal distress triggered by another person’s situation. Those emotions are not, in themselves, morally authoritative. They may even distract us from actions that would produce the greatest good for the greatest number. In that sense, effective altruists can look like “cold-blooded” utilitarians. They do not revise their principles simply because a story is emotionally powerful. The same sum of money, for example, might be used either to help Luo Er or to save five equally desperate people in Africa. Even if a donor feels less emotional identification with the latter, the money may still go there because that choice produces greater altruistic effect. Some experiments suggest that utilitarians, and effective altruists in similar situations, show lower levels of affective empathy in certain scenarios. If so, then human beings may indeed be able to regulate empathy and keep it within the boundaries set by reason.[2] [3]

Does this mean that ethical action no longer needs empathy? Only if we define empathy narrowly as emotional sympathy. If empathy also means the ability to think from another person’s point of view, or to treat another person’s response as information that should reshape one’s own decision, then effective altruists still depend on empathy, though no longer in a purely affective form. Empathy becomes a rational capacity for taking others seriously. The intensity of my feeling is no longer the only measure; another person’s need and response can become part of the objective parameters of judgment.

That is why I argue for a both-and concept of empathy. We should acknowledge the emotional side of empathy while also treating empathy as part of rational decision-making. On the one hand, empathy is limited, uneven, and easily guided or manipulated. On the other hand, it can be improved through education, behavioural science, and self-reflection. A better form of empathy is therefore worth pursuing. What I reject is the idea that we should change empathic capacity through biological enhancement, whether by drugs or surgery. Numan’s work on maternal caregiving and Mascaro’s study of fathers both suggest that care is tied to evolved neurobiological systems involving oxytocin and dopamine.[4] [5] Emotional empathy is not an accidental extra; it is part of our inheritance. If we are not prepared to redesign human beings biologically, then any realistic programme must begin from that fact.

Effective altruism also faces a more familiar problem in normative ethics. It is too easy to treat a conclusion that has not really been derived under ideal conditions as if it were a universally valid norm. We cannot be sure that any effective altruist has truly achieved perfect impartiality. In my view, that ideal is both extremely difficult to realise and too easy to overstate.

For that reason, a more plausible concept of empathy is one that tries to hold both sides together. First, empathy is limited and shaped by circumstance, but it can still be educated, corrected, and refined. That is why empathy education matters. At present it may be the only realistic way to improve the human empathic condition without turning to biological manipulation. Second, we should not expect to derive a universally binding moral responsibility from a purely third-person standpoint. Different cultural communities will always carry different moral contents through which empathy is expressed. The question that troubles moral philosophers - how broad consensus is possible - therefore troubles us as well. I do not expect, and do not recommend, that we try to impose a single strong moral consensus that holds everywhere. What matters instead is learning how different empathic communities can enter into relations of mutual understanding, however fragile those relations may initially be.

This, I think, is where life-care education should begin. It is not simply a matter of teaching rules or transmitting moral propositions. It is a practical form of education aimed at helping people build those relations of mutual intelligibility. The motive force behind that project is what I call second-person empathy.

By “second person” I mean a way of approaching human mental and moral life through interactive relations between persons. Theory of mind research is useful here. Some theorists explain our understanding of others through simulation: we model another person’s mental state by projecting from our own. Others emphasise theory-building: we develop hypotheses about other minds and revise them in light of experience. Contemporary work often combines both approaches. My own idea of second-person empathy does the same. A provisional definition would be this: second-person empathy develops through a process in which self-to-other simulation provides the raw material for conjectures about other minds, while those conjectures are continuously revised and refined through interaction.

This matters especially in education. Young people often begin by understanding others through themselves. Because they do not yet possess a sufficiently rich and mature stock of theories about other people, their empathy can easily remain egocentric. They may not yet know how far their own feelings or interpretations are generalisable, or how much their personal standpoint differs from the more complex patterns of understanding shared by broader communities. A philosophy of care education grounded in second-person empathy should therefore help adolescents acquire a more stable and recognisably normal capacity for empathy. Once they develop that capacity, their value system will naturally be shaped by the community to which they belong. But which empathic cultures they ultimately inhabit is not something educators can fully control. Second-person empathy has no final state. Still, a person who is developing in a relatively healthy way through this process will not easily detach from the empathic culture of their community, and will also remain open to unfamiliar people and new forms of life.

From an objective point of view, second-person empathy amounts to a limited consensus. It rejects the fantasy of permanent agreement on one fixed mental content or moral law, but it also rejects excessive insistence on merely private feeling or will. Social customs and common sense tell us both that mutual understanding is possible and that disagreement is inevitable. Constructive empathy should help social life keep disagreement within a range that is safe and beneficial, even though no individual can determine exactly where that range lies. No one can guarantee, simply through private effort, that another person will respond as one hopes. Yet human beings are not helpless here. At least three intellectual resources can help us move toward this limited but productive consensus: rational practices of communication and thought, philosophical reflection that preserves conceptual flexibility, and positive action. The first two belong broadly to critical thinking; the third connects to positive psychology. In the next section I turn to the meaning and scope of care itself.

中文

作为第二人称观点的同理心——道德哲学的视角

2016年11月,一篇名为《罗一笑,你给我站住》的文章的热度在微信朋友圈直线上升。这是一位亟待救治、患有白血病的小女孩的作家父亲煽情之作。毫无疑问,它挑动了数以十万计的中国网民的同情心,以至于原本与之毫不相干的我也被这股情绪的狂潮卷入,通过给文章打赏的功能,贡献了自己的一点人民币。后来,整件事情的剧情急转而下,罗一笑的父亲罗尔被指责通过网络运营和营销情绪的方式来不当获利,因为他“募捐行为”的所得已经达到260多万元,并且有人挖掘到他家的财务状况也并非多么的不堪,有能力支付女儿的医疗费用。一时间罗尔从“卖文救女”的可怜人变成了炒作滥情的“骗子”,以至于陷入公信力危机,后来他的一切解释都不再被人信任。

对我来说,这件事值得深思的地方在于——为什么是罗一笑?那么多需要救助的患白血病的小女孩,为何只有她受到了关注。这正是因为人们的同理心被通过某种方式孕育成了一种情感的涌动与聚焦。这背后的原因又是什么呢?或许18世纪英国的哲学家大卫·休谟的一席话可以为我们提供一个解释:“人的心智中不存在一种仅仅关乎人类的情感,而无关乎某个人的品质,受用性,以及与你的个人关系。”对于休谟来说,任何关乎人类的情感一定是“关于某个人”的情感,更确切地说是关于这个人的某个特点的情感。这其实并不难理解,即便是像德国古典哲学大师黑格尔这样伟大的思辨高手,在看到拿破仑进入柏林的英姿的时候,居然也将其比作“马背上的世界精神”——这是他的哲学中最为抽象的一个概念。他正是在将自己的认知对象拟人化或者具象化,最终达到某种可感知的真切程度。这种观感是第一人称的,在某种意义上来说,是“主观的”,这或许恰恰是人类某种常用的认知方式。显然,罗尔有意无意地利用了这一点。在那篇文章中,他具象化的语言天赋被展现得淋漓尽致,让人们(包括我)深深地感受到了罗一笑的可爱与可惜,进而转向对这位害怕痛失爱女的父亲的可怜。这种情绪被社交媒体放大到了一个令人惊奇的程度,从而导致了这种关注的不平衡。 [1]

根据休谟的理论,人们的同情心不可能是无限延展的,例如,假设同样的事情发生在一只动物身上——一只来自泰国的亚洲象。或许就未必会获得那么多的中国人的同情。因为大象对于他们只有在动物园或者电视上才有很少的机会见到,不会有太多人对一头大象产生相对而言过于强烈的真实移情。换句话说,这种依赖于具象化的同情心会受生活圈子的影响。在我们的生活中,圈子可以根据不同的概念来划分,例如种族、国别、职业、性别、甚至是政治理念。根据杰里米·里夫金在《同理心文明》中的观点,每一种可以帮助你形成某种自我意识的概念都可以帮助你划分你的“所属”。这些所属都是构建慈悲心以及同理心的基础。换句话说,对于我的所属之外的人,我们的这种同理心情感的强度不会有那么强。

然而,这种关于同理心的理论不会受到所有人的接受。当代伦理学家彼得·辛格(Peter Singer)提出的效用利他主义(Effective Altruism)伦理原则,似乎就不要求以这种被他称作情感性的同理心为基础。在他看来,这种同理心只是移情关注(Empathic concern )以及针对他人的情感的反应性产生个体困扰(Personal distress )。这些情绪无所谓“对错”,只是它们似乎不属于那些以追求最大多数人的最大利他性的善为目标的效用利他主义者。效用利他主义者在某种程度上与“冷血的”效用主义者一般无二。他们不会因为一个富有情感冲击力的报道或亲眼所见的事件而改变他们认为更合理的慈善原则。例如,同样一笔钱,可以用来帮助罗尔,也可以用来帮助远在非洲的同样生命垂危的5个饥民,尽管他们能够对非洲饥民投入的移情关注(可能)更少,他们也还是愿意将这笔钱捐给他们,因为只有这样做才能将他们的利他行为的效用最大化。有实验表明效用主义者(以及效用利他主义者)在一些情境中测量感性同理心的激发程度更低。这意味着,人类似乎的确有潜力控制自己的同理心,将其牢牢地控制在理性需要的范围内。 [2] [3]

对于效用利他主义者来说,合乎伦理的行为是否不再需要以同理心为必要条件呢?如果将同理心仅仅定义为感性的同理心的话,或许的确如此。但倘若将同理心定义为“能够从他人的角度思考问题”,或者“能够从他人的反应当中汲取信息来改变自己的决策”,那么效用利他主义者同样需要这种理性机制来辅助他们的决策。但这种同理心就不再是一种“情感”,人们不会再因为同情的强烈程度来对他人需求提供回应。或许他人的需求的主观效应会成为计算的一个重要的客观参量,例如日本漫画家尾田荣一郎名作《海贼王》(ONE PIECE)的主人公“海盗”路飞,未必会对那些仅仅只是事实上需要帮助的人出手帮助,而更倾向于对那些迫切地希望改变自己的状况而向他寻求帮助的人提供帮助。路飞当然算不上是一个效用利他主义者,但是他的这种下判断的思路,对于效用利他主义者而言或许是可以借鉴的。换句话说,效用利他主义可以将那些更能给他积极反应的个体提供帮助,因为显然对于他而言,这种帮助的效用会发挥到最大。这种同理心似乎不该带有任何的“主观色彩”,它应该是一种任何人都可以通过理性来认知并且使用的第三人称标准,我们会看到它更容易协助构建一种规范性的道德哲学。

对效用利他主义进行评价并非我们的目的,但如果拥有这种思路的人仅仅将同理心视作一种谋划的策略,这是我们不愿意看到的。虽然一味放纵自己的情感性同理心是不可取的,但完全将其消除似乎也是不可能的。我们可以从科学事实的角度来对此加以说明。努曼(Numan)的母性护理模型是一个被用来说明哺乳动物关爱幼崽的行为理论,该理论所强调的是催产素(OT)和多巴胺(DA)等激素对于同理心激发的决定作用。有研究证明,这种模式同样也适用于人类。(Mascaro)等人曾对60名1-3岁幼儿的父亲进行对比试验,发现相对于看到陌生的孩子,当他们看到自己的孩子的时候,腹侧被盖区(ventral tegmental area)的激活水平更高,该脑区是多巴胺的重要释放源。而多巴胺被称作“快乐递质”,被认为与亲子行为有很高的相关性。可见情感型同理心的施放是印刻在我们的基因中的一种先天功能。显然我们不可能通过药物抑制的方式来抑制所有人的多巴胺施放,进而减弱他们的同理心。这是不人道的,也是不符合科学的。如果不能通过生物增强的方式改变人类,那么我们的方案必须以接受人类的情感性同理心为前提。 [4] [5]

效用利他主义的另外一个问题在于,它自然也可能会陷入很多规范伦理学通常都会遇到的麻烦。即,将一个实际上并非得自理想化的条件的结论,当做理想化的结论或规范去推广。我们无法确定一位效用利他主义者是否真正地做到了“不偏不倚”。在我们看来这很难,也没有必要去过度地强调。

由此,对我们而言,或许一个“两边都要”的同理心概念是合理的。换句话说,我们既承认同理心的情感方面,也同时重视将同理心当做一种理性决策的要素来处理。这意味着:

1.我们承认同理心是“有限的”,这是现实的,因而也自然是容易被很多因素诱导的,也并非一种“大爱”的基础。但是我们也同时认为,作为一种情感的同理心可以受到教育、行为科学与自我反思能力的矫正。换句话说,我们认为一种相对而言“更好”的同理心是可以追求的。只是不提倡使用例如生物增强(例如药物辅助或手术)的方式来改变一个人的同理心水平。在这种意义来看,我们承认作为第一人称的同理心的主观现实性与有效性,但并不认为由于它是自然的,就无需加以改变。换句话说,我们认为同理心教育是必要的,而且也是目前看来几乎是唯一的一种协助人类改善自己的同理心处境的方式。

2.我们不准备追求一种普遍的规范性(第三人称)的道德责任观念,任何一个具备共性的文化群落都会有各自不同的承载同理心的道德内容。因此,那个令道德哲学家们棘手的广泛共识如何建立的问题也自然困扰着我们。坦白地讲,我们不奢望也不建议建立一些放之四海而皆准的强共识——强道德规范。但这并不意味着我们认为不同的同理心文化群落彼此之间无法建立互相理解的联系,这种联系或许暂时是脆弱的,但不意味着它不会变强。生命关怀教育的哲学理念恰恰在于这个宗旨,它不是一类关于某种知识或者行为准则的知识教育,而是一种帮助人类如何构建这种联系的实践教育。我们将这种动力的基础称作一种“第二人称的”同理心。

所谓的“第二人称”所指的是一种按照人际间的交互性关系来理解人类世界中的精神性内容的出发点。鉴于这个特殊的视角对于它的理论研究也会来自一些特定的阿领域。在认知心理学领域中有一种被称作“心智理论(theory of mind)的理论路径。这个颇有代表性的理论对于人类心智的成长有着特殊假设。该理论认为,某个个体人类的心智成长立足于他对他人心智的“阅读”。当然,不同的理论家们对于“读心”的理解不同,有的学者认为人类有能力根据自己的主观状态模拟出一套关于他人的心智状态,通过“由己及人”的方式建立对他人的心智进行同理的基础,这种理论被称作“模拟理论”(Simulating Theory,简称ST)。有的学者则认为人类有一种理性的建立假设“理论”的能力,这里的“理论”是关于他人的心智状态的,人们会在后天的交互过程中逐步积累证据,并修正自己理论,这被称作“理论理论”(Theory Theory)。目前比较流行的心智理论往往会综合这两个方面的素材来构建人类的读心能力的基础。我们的“第二人称”的同理心自然也会预设这两种理论。如果要给出一个参考性的定义的话,我们会如下给出:

第二人称的同理心的发展过程是一种以由己及人的心智模拟为素材构架对他们心智的猜测理论为认知模式,并且逐步的精进和修正自己的模拟方式和“理论”设计的过程。

我们认为,人们关于一个陌生他人的心理状态的,原始理论的给出,在很多情况下是会通过由己及人的方式来启动。尤其是青少年,在他们的认知体系里面还缺乏足够多且成熟的“理论”,所以他们的同理心往往会有一些自我中心的特征。这源于他们还缺少足够多的“理论理论”型的认知操作,从而也无法正确的拿捏复合主流人群的正确认知模式。进而也不知道,自己关于某个人或事物的主观状态在多大程度上具备普遍性。一门基于第二人称关怀教育哲学应该致力于辅助青少年,更顺畅地具备一个正常的同理人的认知能力,如果他们具备了这种能力,则他们的价值体系便会自然地受到他所在的共同体的影响。但是,他们最终会被归入人类社会中的哪一些同理文化聚落,则不是我们能够控制的。从这个意义上来说,我们很难根据 一个人的价值观或道德理念来判定他的“第二人称同理心”水平。第二人称同理心也不存在一个终极状态。我们唯一能够相对而言比较确定的是,一个处于较为正常的第二人称同理心进程中的人,不会轻易地偏离他所在地同理文化群落,同时保持对于陌生新进文化或个人的开放度。

从客观的角度来看,第二人称的同理心是一种“有限的共识”,它不承认人们对于某种心理内容或道德律令的永久性协议,同时也反对对于个人排他性的主观情愫或意愿过度坚持。社会的习俗与常识告诉我们,人群中存在着相互理解的基础,同时也存在着分歧的隐患。一种建设性的同理心,应当协助社会发展,将分歧限制在一个“安全有益”的限度内,然而却没有任何个人能够划定这个限度所在何处。显然这不是通过任何个人的努力可以确定的,正如无论一个人如何努力,他也无法保障自己心爱的人能如他所愿回应他的爱。但人类并非就此束手无策,人类至少有三项重要的智力成果可以看做对“安全有益的有限共识”的获得大有裨益。

第一是合乎理性的沟通与思维程序,这里的合乎理性并非指形式逻辑。

第二是涉及到构建概念原初灵活性的哲学性思维。

第三是积极行动。

其中一和二可以被视为从属于对慎辨性思维的教育,而三则来源于积极心理学。下一节我们试图就关怀的定义和外延给出解释。

Notes

  1. David Hume, A Treatise of Human Nature, Book 3, Part 2, Section 1. Helpful link: Wikipedia entry.
  2. Peter Singer, The Most Good You Can Do: How Effective Altruism Is Changing Ideas About Living Ethically (Yale University Press, 2015), p. 77. Helpful link: Yale University Press.
  3. C. D. Navarrete, M. M. McDonald, M. L. Mott, and B. Asher, “Virtual Morality: Emotion and Action in a Simulated Three-Dimensional Trolley Problem,” Emotion 12 (2011): 364-370. Helpful link: DOI.
  4. Michael Numan, “Motivational Systems and the Neural Circuitry of Maternal Behavior in the Rat,” Developmental Psychobiology 49, no. 1 (2007): 12-21. Helpful link: PubMed.
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